This relationship may introduce bias where a firm or related person recommends certain securities with which they are affiliated, rather than others that may have higher returns. Below is OneMain Financial's contact information: OneMain Holdings, Inc. 601 N.W. License our industry-leading legal content to extend your thought leadership and build your brand. In his free time, Noah enjoys time out on the lake, traveling and cooking. In the past ten years, firm or an advisory affiliate has been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a felony. Financial plans and investment portfolios are always unique to the client's personal financial situation. Good Life Advisors manages $2.7 billion and provides investment advisory services for 10,685 clients (1:126 advisor/client ratio). AdvoCare. Sometimes referred to as a "fish-fry organization," a modest local charity group with little political influence, they are also the largest fraternal Catholic organization in the world with chapters in 17 countries and . In his free time Sean enjoys spending time with his family, serving in his local church and community, hunting, cooking, as well as playing and watching sports. He joined the Transitions Team as an intern, while in his final semester of college, and shortly after joined full-time. Aelish Brooks joined Good Life Companies in 2014 as the second full-time hire for transition support. at 13.In exchange for taking on the office and compliance logistics that an independent advisor would normally bear, Good . It seemed to Klausner like an impossibly good deal for the sponsors, who get huge upside without taking any risk, and an egregiously bad deal for the investors who are buying $8 shares at a $10 price. Don't miss the crucial news and insights you need to make informed legal decisions. He graduated from Temple University in 2013 with a Bachelor of Administration in Finance and Economics. Unlike HTTPS connections, HTTP connections are not encrypted. She was immediately tasked with building out a service offering for advisors during their transition. As a Certified B Corporation, our focus is simple: people before profits. Be the first to review! As the Marketing Coordinator, she is responsible for supporting the Marketing Manager in all marketing, communication, and business development efforts of the company. July 25, 2018. What does this mean? Francheska has 15 years of Human Resources experience and is excited to be a part of our team. What does this mean and why is it important? Prior to that, he served as both a financial advisor and branch manager for Waddell & Reed Financial Services since 2005. The lawsuit, which seeks a jury trial, alleges that the two plans are deceptively named and marketed, misrepresenting the functioning and features of the plans. Dynamically explore and compare data on law firms, companies, individual lawyers, and industry trends. Founded in 2018 as an unbiased resource empowering consumers to research and compare financial advisory firms, investor.com today gives consumers the tools to make smart money decisions about credit, retirement planning, and more. Investor.com is your trustworthy guide to the world of personal finance. They enjoy distance running as a family and spending time with their brothers, sister, and nieces in New Jersey. Call LifeInsuranceLawyerNOW.com at (888) 997-4070, or (818) 937-0937, or send an email to us in the form on the side of the screen. in Marketing and a minor in Studio Arts. Salary will be commen Pringle Quinn Anzano, P.C. What does this mean and why is it important? She is also an artist, musician, writer, and foodie and resides in Berks County with her husband and their two children. What does this mean and why is it important? By design, Good Life's home office support staff is energetic, experienced, and prides itself on bringing a blue-collar work ethic to a white-collar job. This settlement is closed! March 3, 2020. Attorneys are either actively filing these cases or investigating to determine whether lawsuits can be filed. He combines his experience in Real Estate with his finance background to truly understand the financial implications of real estate transactions, ultimately resulting in better deals for all parties. Barnum Financial Group or BFG presents themselves as a separate entity to MetLife. Terri assists her advisors with daily operations including processing account paperwork, answering client phone calls and handling their inquiries accordingly, performing account maintenance, and scheduling client meetings. For example, front-running is when a financial professional buys or sell securities ahead of their client. Good Life Companies is not a broker/dealer or a Registered Investment Advisor and does not provide legal or tax advice. What does this mean and why is this important? June 20, 2018. Delaney is also a volunteer board member at the YMCA, and an active participant in the Lions Club, Greater Reading Chamber of Commerce and the Alvernia Alumni Association. A Self-Regulatory Organization has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. Firms that receive soft-dollar benefits could be incentivized to push trades through broker-dealers that provide advantages to the firm instead of through broker-dealers that could provide the best execution for their clients. Her responsibilitiesare primarily to process, review and submit applications and transfers for Merra Lee and Noah. Most of her professional background comes from the non-profit and mental health/ social work fields locally and across counties. Outside of work, she enjoys yoga, hiking, and nature photography. Account research, report management, document processing and mailings are also some of Terris areas of expertise. She looks forward to growing with Good Life Companies and being a strength to clients and advisors alike. She earned her Associate of Applied Science degree in Business Management from Reading Area Community College. Evansville, IN 47708-1013. When Good Life originally solicited Plaintiffs to join the company as advisors, Good Life advertised that their advisors were able to "maintain ownership and control of their book of business without having to oversee or worry about office and compliance logistics." Id. What does this mean and why is it important? Clayton earned his degree in finance from the Haas School of Business at UC Berkeley, and has since worked in Asset Management and Commercial Real Estate Brokerage. Holistic Planning through a proper needs assessment has always been part of his business model with a focus on Medicare Supplements, LTC & Life sales as a door opener to meet new clients and referrals. 2023 Reink Media Group LLC. She found her way to financial services as a compliance officer, segueing naturally into the fintech space before joining Good Life. A regulatory agency other than the SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. They havefour children: Blake Seraphina, Rhys Brian, Elena Rae and Boston James. Firm or an advisory affiliate was previously found to have made false statements or omissions by the SEC or CFTC. How does your firm approach insurance sales? Cornerstone Wealth Strategies, Sweetgrass Financial Planning, Sagewood Asset Management, Spectrum Management Group, Sanderling Finance, Was this helpful? Many of their clients state that "WFG came through and completed the task they had promised.". Click to share on Twitter (Opens in new window) Click to share on Facebook (Opens in new window) Generally, the settlement includes anyone who owns a (or owned a now terminated) phoenix accumulator universal life insurance policy issued between 2004 and 2008, with a. Questions to ask However, the BBB gives Genworth a B-. Andy began his financial services career in 2000, specializing in helping Baby Boomers and business owners transition into retirement. Any data inaccuracies, please contact our team. Join Law.com now! Good Life Companies is a result of the culmination of a small group of Financial Advisors that came together to create a platform and culture for other Financial Advisors that are also in the pursuit of their own vision of the Good Life. Rachel serves on the Advisory Board of VOICEup Berks and is a member of her parish council. Aelish and her husband Noah enjoy travelingabroad as often as possible. She is part of the advisor relations team, cultivating and maintaining relationships with our network of independent advisors. View. Duke University is one of 16 elite schools named in a lawsuit accusing them . The SEC or CFTC has found firm or an advisory affiliate to have been involved in a violation of its rules. He attended Chestnut Hill Academy K -12, and remains friends with most of his class of 50 students. He graduated from Alvernia University, Reading . By providing an exemplary level of service and support, our mission is to aid in the streamlining of business operations and day-to-day activities of our affiliated Advisors. Kelsey primarily handles the on-boarding process with new personnel for all Good Life entities. As SEC charges first brokerage to run afoul of new investor protection rule, here's how to find a good financial advisor Published Fri, Jun 17 2022 2:55 PM EDT Updated Fri, Jun 17 2022 3:21 PM EDT . Questions to ask Harassment at the gym. For instance, research has shown that mutual funds that use incentive fees take on more risk than funds that do not, and tend to double down and increase their risk following a poor performance. Questions to ask CEO Approval. Our receipt of such compensation shall not be construed as an endorsement or recommendation by StockBrokers.com, nor shall it bias our reviews, analysis, and opinions. Amanda Schultz is a Berks County native who joined Good Life Companies in 2021. A self-regulatory organization or commodities exchange has found firm or an advisory affiliate to have been involved in a violation of its rules. Status: Answered. This streamlining moves to modernize the way Financial Advisors function and simplify their daily activities. To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form. The company sells savings, insurance, and retirement products through its associates, who usually have to pass a licensing exam for the country they live in. Financial professionals should disclose all positions they hold (or have sold short) that they will also be recommending to their clients. He quickly realized the value of sound financial planning and that the needs of his clients extended far beyond insurance. On February 27, 2023, the Consumer Financial Protection Bureau (Bureau) issued an order against RMK Financial Corp. (RMK), a California-based mortgage lender that also does business under the name Majestic Home Loans. The penalty totals are adjusted to account for the fact that . P.C. The themes were familiar. One business is in the Commercial market through ownership of an 11-unit apartment building. Her previous work experience includes working for nearly a decade as a business analyst for a large manufacturing firm. Customer Service| Some . In her free time, when she isn't traveling (she's been to 22 countries), Francheska enjoys cooking and being with family. Second Street. While this may seem like an attractive compensation structure to ensure your advisor is making your money work for you, often, the managers of those products are incentivized to take inappropriate risks to beat their performance benchmark. RMK Financial Corp. d/b/a Majestic Home Loan or MHL. Questions to ask Andrew is married to his long time sweetheart and wife of 4 years, Casey. They relish the opportunity to learn about new cultures and customs from around the world. The Knights of Columbus, a 501(c)(8) nonprofit, was founded in New Haven, Connecticut, in 1882 to provide benefits and community for newly arrived Irish immigrants. The firm's website is not secure by modern internet standards. All requests for updated information should also be reported directly to the SEC and/or FINRA. Good Life Companies is a result of the culmination of a small group of Financial Advisors that came together to create a platform and culture for other Financial Advisors that are also in the pursuit of their own vision of the Good Life. The agreement resolves claims the company improperly increased policyholders charges. George joined the Good Life Companies in January of 2022 as Director of Operations and Real Estate. If you choose to do business with this business, please let the business know that you contacted BBB for a BBB Business Profile. She was raised on a small farm in Womelsdorf, Pennsylvania where she gained astrong work ethic, learned responsibility andthe value of working hard. Law.com Compass delivers you the full scope of information, from the rankings of the Am Law 200 and NLJ 500 to intricate details and comparisons of firms financials, staffing, clients, news and events. Securities offered through LPL Financial, MemberFINRA/SIPC. https://www.law.com/2021/10/29/28m-us-financial-life-class-action-settlement-includes-4-5m-for-the-lawyers/. *In Canada, trademark(s) of the International Association of Better Business Bureaus, used under License. In the past ten years, firm or an advisory affiliate has been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses. Firm or an affiliate actively engages in business as a law firm or lawyer. One of the biggest misconceptions out there may be the belief that little needs to be done and the vast majority of the work . About $500,000 is in dispute, Miller says. Modern Woodmen has a great selection of life insurance policies. When shes not working or taking classes, Alexa enjoys reading psychological thriller books, listening to music, and dancing. Her hobbies include planting and caring for her succulents, practicing nail art, camping and visiting with extended family. Chris resides in Riverside, Illinois with his wife Nicole, two young daughters Isla and Keeley, and dog Poppy. Prior to being hired by Good Life, Kelsey worked as a paralegal for 9 years at a local law firm. She began her career in software development and consulting, and in 2006 she graduated cum laude from Penn State Universitys Dickinson School of Law. The goal of this section is to provide consumers with a comprehensive resource on class action and mass tort lawsuits. Our second option allows you to build your bundle and strategically select the content that pertains to your needs. This is ClassAction.org's current list of open lawsuits and investigations. Top-down, and bottom-up, Good Life's desire to create a path to financial independence for the mass affluent is the overarching goal that permeates through the organization. Term life insurance. Abby joined Good Life Companies in November 2021. Kaylaattended The Art Institute of Pittsburgh for Design. Good Life Advisors, registered in 2014, serves 38 state(s) with a licensed staff of 85 advisors. In her current position, Aelish oversees accounting operations. In his free time, George enjoys reading motivational and leadership books, salt water fishing, traveling, playing guitar and ministering the understanding of Life thru bible studies. Mr. Delaney, along with his partner Courtnie Nein, began developing procedures, products, and support which became the foundation for the offering at Good Life today. Questions to ask Task they had promised. & quot ; WFG came through and completed the task they promised.... Of this section is to provide consumers with a licensed staff of 85 advisors, 601! The firm 's website is not a broker/dealer or a Registered investment advisor and does not provide or... To MetLife her responsibilitiesare good life financial lawsuit to process, review and submit applications and transfers for Merra Lee and Noah through... 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